Physics Is Also Qualia

In this post, I seek to clarify what I consider to be some common confusions about consciousness and “physics” stemming from a failure to distinguish clearly between ontological and epistemological senses of “physics”.

Clarifying Terms

Two senses of the word “physics” are worth distinguishing. There is physics in an ontological sense: roughly speaking, the spatio-temporal(-seeming) world that in many ways conforms well to our best physical theories. And then there is physics in an epistemological sense: a certain class of models we have of this world, the science of physics.

“Physics” in this latter, epistemological sense can be further divided into 1) the physical models we have in our minds, versus 2) the models we have external to our minds, such as in our physics textbooks and computer simulations. Yet it is worth noting that, to the extent we ourselves have any knowledge of the models in our books and simulations, we only have this knowledge by representing it in our minds. Thus, ultimately, all the knowledge of physical models we have, as subjects, is knowledge of the first kind: as appearances in our minds.*

In light of these very different senses of the term “physics”, it is clear that the claim that “physics is also qualia” can be understood in two very different ways: 1) in the sense that the physical world, in the ontological sense, is qualia, or “phenomenal”, and 2) that our models of physics are qualia, i.e. that our models of physics are certain patterns of consciousness. The first of these two claims is surely the most controversial one, and I shall not defend it here; I explore it here and here.

Instead, I shall here focus on the latter claim. My aim is not really to defend it, as I already briefly did that above: all the knowledge of physics we have, as subjects, ultimately appears as experiential patterns in our minds. (Although talk of the phenomenology of, say, operations in Hilbert spaces admittedly is rare.) I take this to be obvious, and hit an impasse with anyone who disagrees. My aim here is rather to clarify some confusions that arise due to a lack of clarity about this, and due to conflations of the two senses of “physics” described above.

The Problem of Reduction: Epistemological or Ontological?

I find it worth quoting the following excerpt from a Big Think interview with Sam Harris. Not because there is anything atypical about what Harris says, but rather because I think he here clearly illustrates the prevailing lack of clarity about the distinction between epistemology and ontology in relation to “the physical”.

If there’s an experiential internal qualitative dimension to any physical system then that is consciousness. And we can’t reduce the experiential side to talk of information processing and neurotransmitters and states of the brain […]. Someone like Francis Crick said famously you’re nothing but a pack of neurons. And that misses the fact that half of the reality we’re talking about is the qualitative experiential side. So when you’re trying to study human consciousness, for instance, by looking at states of the brain, all you can do is correlate experiential changes with changes in brain states. But no matter how tight these correlations become that never gives you license to throw out the first person experiential side. That would be analogous to saying that if you just flipped a coin long enough you would realize it had only one side. And now it’s true you can be committed to talking about just one side. You can say that heads being up is just a case of tails being down. But that doesn’t actually reduce one side of reality to the other.

Especially worth resting on here is the statement “half of the reality we’re talking about is the qualitative experiential side.” Yet is this “half of reality” an “ontological half” or an “epistemological half”? That is, is there a half of reality out there that is part phenomenal, and part “non-phenomenal” — perhaps “inertly physical”? Or are we rather talking about two different phenomenal descriptions of the same thing, respectively 1) physico-mathematical models of the mind-brain (and these models, again, are also qualia, i.e. patterns of consciousness), and 2) all other phenomenal descriptions, i.e. those drawing on the countless other experiential modalities we can currently conceive of — emotions, sounds, colors, etc. — as well as those we can’t? I suggest we are really talking about two different descriptions of the same thing.

A similar question can be raised in relation to Harris’ claim that we cannot “reduce one side of reality to the other.” Is the reduction in question, or rather failure of reduction, an ontological or an epistemological one? If it is ontological, then it is unclear what this means. Is it that one side of reality cannot “be” the other? This does not appear to be Harris’ view, even if he does tacitly buy into ontologically distinct sides (as opposed to descriptions) of reality in the first place.

Yet if the failure of reduction is epistemological, then there is in fact little unusual about it, as failures of epistemological reduction, or reductions from one model to another, are found everywhere in science. In the abstract sciences, for example, one axiomatic system does not necessarily reduce to another; indeed, we can readily create different axiomatic systems that not only fail to reduce to each other yet which actively contradict each other. And hence we cannot derive all of mathematics, broadly construed, from a single axiomatic system.

Similarly, in the empirical sciences, economics does not “reduce to” quantum physics. One may object that economics does reduce to quantum physics in principle, yet it should then be noted that 1) the term “in principle” does an enormous amount of work here, arguably about as much as it would have to do in the claim that “quantum physics can explain consciousness in principle” — after all, physics and economics invoke very different models and experiential modalities (economic theories are often qualitative in nature, and some prominent economists have even argued they are primarily so). And 2) a serious case can be made against the claim that even all the basic laws found in chemistry, the closest neighbor of physics, can be derived from fundamental physical theories, even in principle (see e.g. Berofsky, 2012, chap. 8). This case does not rest on there being something mysterious going on between our transition from theories of physics to theories of chemistry, nor that new fundamental forces are implicated, but merely that our models in these respective fields contain elements not reducible, even in principle, to our models in other areas.

Thus, at the level of our minds, we can clearly construct many different mental models which we cannot reduce to each other, even in principle. Yet this merely says something about our models and epistemology. It hardly comprises a deep metaphysical mystery.

Denying the Reality of Consciousness

The fact that the world conforms, at least roughly, to description in “physical” terms seems to have led some people to deny that consciousness in general exists. Yet this, I submit, is a fallacy: the fact that we can model the world in one set of terms which describe certain of its properties does not imply that we cannot describe it in another set of terms that describe other properties truly there as well, even if we cannot derive one from the other.

By analogy, consider again physics and economics: we can take the exact same object of study — say, a human society — and describe aspects of it in physical terms (with models of thermodynamics, classical mechanics, electrodynamics, etc.), yet we cannot from any such description or set of descriptions meaningfully derive a description of the economics of this society. It would clearly be a fallacy to suggest that this implies facts of economics cannot exist.

Again, I think the confusion derives from conflating epistemology with ontology: “physics”, in the epistemological sense of “descriptions of the world in physico-mathematical terms”, appears to encompass “everything out there”, and hence, the reasoning goes, nothing else can exist out there. Of course, in one sense, this is true: if a description in physico-mathematical terms exhaustively describes everything out there, then there is indeed nothing more to be said about it — in physico-mathematical terms. Yet this says nothing about the properties of what is out there in other terms, as illustrated by the economics example above. (Another reason some people seem to deny the reality of consciousness, distinct from conflation of the epistemological and the ontological, is “denial due to fuzziness”, which I have addressed here.)

This relates, I think, to the fundamental Kantian insight on epistemology: we never experience the world “out there” directly, only our own models of it. And the fact that our physical model of the world — including, say, a physical model of the mind-brain of one’s best friend — does not entail other phenomenal modalities, such as emotions, by no means implies that the real, ontological object out there which our physical model reflects, such as our friend’s actual mind-brain, does not instantiate these things. That would be to confuse the map with the territory. (Our emotional model of our best friend does, of course, entail emotions, and it would be just as much of a fallacy to say that, since such emotional models say nothing about brains in physical terms, descriptions of the latter kind have no validity.)

Denials of this sort can have serious ethical consequences, not least since the most relevant aspects of consciousness, including suffering, fall outside descriptions of the world in purely physical terms. Thus, if we insist that only such physico-mathematical descriptions truly describe the world, we seem forced to conclude that suffering, along with everything else that plausibly has moral significance, does not truly exist. Which, in turn, can keep us from working toward a sophisticated understanding of these things, and from creating a better world accordingly.

 


* And for this reason, the answer to the question “how do you know you are conscious?” will ultimately be the same as the answer to the question “how do you know physics (i.e. physical models) exist?” — we experience these facts directly.

Why the Many-Worlds Interpretation May Not Have Significant Ethical Implications

At first glance, it seems like the many worlds interpretation of quantum mechanics (MWI) might have significant ethical implications. After all, MWI implies that there are many more sentient beings in the world than one would think given a naive classical view, indeed a much greater number of them. And so it seems quite plausible, at least on the face of it, that ethical considerations pertaining to MWI should dominate everything else in expectation, even if we place only a small credence on this interpretation being true. In this post, I shall outline some reasons why this may in fact not be the case, at least with respect to two commonly supposed implications: 1) extreme caution, and 2) exponentially greater value over time. However, questions concerning the ethical implications of our best physical theories and their interpretations remain open and worth exploring.

Would Branching Worlds Imply Extreme Caution?

“I still recall vividly the shock I experienced on first encountering this multiworld concept [MWI]. The idea of 10100 slightly imperfect copies of oneself all constantly splitting into further copies, which ultimately become unrecognizable, is not easy to reconcile with common sense.”

Bryce DeWitt

This is a common way to introduce the implications of MWI, and it seems plausible that this radically different conception of reality, if true, should lead us to change our actions in significant ways. In particular, it may seem intuitive that it should lead us to act more cautiously, as David Pearce argues:

So one should always act “unnaturally” responsibly, driving one’s car not just slowly and cautiously, for instance, but ultracautiously. This is because one should aim to minimise the number of branches in which one injures anyone, even if leaving a trail of mayhem is, strictly speaking, unavoidable. If a motorist doesn’t leave a (low-density) trail of mayhem, then quantum mechanics is false. This systematic re-evaluation of ethically acceptable risk needs to be adopted world-wide.

Yet, while intuitive, I would argue that this actually does not follow. For although it may be true that we should generally act much more cautiously than we do, this conclusion is not influenced by MWI, for various reasons.

First, if one is trying to reduce suffering, one should not “aim to minimise the number of branches in which one injures anyone”, but rather seek to reduce as much suffering as possible (in expectation) in the world. At an intuitive level, these may seem equivalent, yet they are not. The former is in fact impossible, as we are bound to injure others, even assuming the existence of just one world, whereas the latter — reducing the greatest amount of suffering possible throughout all branches — is possible by definition.

In particular, this argument for being highly cautious ignores the fact that such caution also carries risks — e.g. extreme caution might increase the probability that we will bring about more suffering by omission, by rendering our efforts to reduce suffering less effective. And these other risks may well be much larger, and thus result in the realization of a larger amount of suffering in a larger measure of branches. In other words, since it is far from clear that being ultracautious is the best way to reduce suffering in expectation throughout all branches, it is far from clear that we should practice such ultracaution in light of MWI.

Second, and quite relatedly, I would argue that, whether we live in many worlds or one, we should seek to minimize expected suffering regardless. For if we happened to exist in one world, a small probability of a very bad outcome would be equally worth avoiding, in expectation, as it would be if we happened to live in a quantum multiverse. Whether we do just one or an arbitrarily large number of “trials”, we should still pursue the same action: that which reduces the most suffering in expectation. 

Third, any argument of the kind made above concerning how all slightly probable outcomes will be realized can also be made by assuming that the multiverse of inflation exists. Thus, if one already believes that we live in a spatially infinite, or indeed “merely” extremely large universe, then the radical conclusions supposed to follow from MWI would already be implied by that belief alone (as we shall see below, many prominent proponents of MWI actually consider MWI not only equivalent but identical with the multiverse of inflation). And if one does not think a spatially very large universe should change how we act, then why think that a large, in many ways equivalent, quantum universe should? As argued above, it seems that no radical conclusions should follow either way. One world or many, we should still do what seems best in expectation.

Another way to arrive at the same conclusion is by embracing Stuart Armstrong’s Anthropic Decision Theory, according to which we, as altruists aiming to reduce suffering, should act the same way regardless of how many similar copies of us there may be in the world.

Would Branching Worlds Imply More Value Later?

Following Bryce DeWitt’s quote about rapidly splitting copies, one can reasonably wonder whether MWI implies that the net amount of value in the world, and hence the value of our actions’ impact on the world, is increasing exponentially over time. Indeed, if we naively interpret DeWitt’s claim to mean that the number of sentient beings that exists is multiplied by 10100 just about every second, this would imply that the value of the very last second of the existence of sentient life should massively dominate every thing else. If this interpretation of MWI is correct, it would have extremely significant ethical implications. Yet is it? It would seem not. Here is Max Tegmark:

Does the number of universes exponentially increase over time? The surprising answer is no. From the bird perspective, there is of course only one quantum universe. From the frog perspective, what matters is the number of universes that are distinguishable at a given instant—that is, the number of noticeably different Hubble volumes. Imagine moving planets to random new locations, imagine having married someone else, and so on. At the quantum level, there are 10 to the 10118 universes with temperatures below 108 kelvins. That is a vast number, but a finite one.

From the frog perspective, the evolution of the wave function corresponds to a never-ending sliding from one of these 10 to the 10118 states to another. Now you are in universe A, the one in which you are reading this sentence. Now you are in universe B, the one in which you are reading this other sentence. Put differently, universe B has an observer identical to one in universe A, except with an extra instant of memories.

Thus, it seems one should think about MWI in terms of an intertwining rope rather than a branching tree. A good way to gain intuition about it may be to think in terms of the multiverse of inflation instead. Indeed, according to prominent proponents of MWI, the many-worlds of quantum mechanics and the multiverse of inflation are not only closely related notions but indeed the same thing, cf. (Aguirre & Tegmark, 2010Nomura, 2011Bousso & Susskind, 2011). In that case, not only is thinking about copies of ourselves in worlds spatially far away from us a great way to gain intuition about MWI; it is the correct way to think about it.

And when we think about it in these terms, it suddenly all becomes quite straightforward and intuitive, at least relatively speaking. For on the inflationary model, there are copies of us in the universe located far away with whom we share our entire history from the big bang up until now. Yet as time progresses, and more different outcomes become possible, the distance to the copies of us that share our exact history becomes ever greater, at a rapid pace, cf. (Garriga & Vilenkin, 2001). Thus, there is indeed a rapid branching in a very real sense, only, this branching consists in departing from “nearby” copies of us who had been just like us up until this point. No new worlds are really added. The “other worlds” were always there, and then merely went their separate ways.

Hence, given the assumptions made here, the number of sentient beings in our world does not in fact increase exponentially in the way naively supposed above, unless one keeps on aggregating over an exponentially larger fraction of the space that already existed. (There is, however, an exponential increase in the number of new universes created by inflating regions of the universe, assuming inflationary theory is correct. Yet this process does not create an exponentially greater number of sentient beings from our point in space and time, i.e. Earth, 13.8 billion years after the big bang. Rather, these new worlds are all created “from scratch”.) In short, MWI does not appear to imply greater value later.

 

In sum, I have argued that we seem to have good reason to maintain something akin to one world common sense in most of our decisions (decisions that may influence the creation of new universes seem an exception). This conclusion may, however, be strongly biased given that it comes from a brain that very much wants to preserve common sense. The upshot of all of this, I think, is that we should 1) primarily seek to minimize suffering in expectation in the one, concrete world we appear to inhabit, while 2) still further explore ways in which this first, rather convenient conclusion may be confounded.

“The Physical” and Consciousness: One World Conforming to Different Descriptions

My aim in this essay is to briefly explain a crucial aspect of David Pearce‘s physicalist idealist worldview. In particular, I seek to explain how a view can be both “idealist” and “physicalist”, yet still be a “property monist” view.

Pearce himself describes his view in the following way:

“Physicalistic idealism” is the non-materialist physicalist claim that reality is fundamentally experiential and that the natural world is exhaustively described by the equations of physics and their solutions […]

So Pearce’s view is a monist, idealist view: reality is fundamentally experiential. And this reality also conforms to description in physical terms. Pearce is careful, however, to distinguish this view from panpsychism, which Pearce, in contrast to his own idealist view, considers a property dualist view:

“Panpsychism” is the doctrine that the world’s fundamental physical stuff also has primitive experiential properties. Unlike the physicalistic idealism explored here, panpsychism doesn’t claim that the world’s fundamental physical stuff is experiential. Panpsychism is best treated as a form of property-dualism.

How, one may wonder, is Pearce’s view different from panpsychism, and from property dualist views more generally? This is something I myself have struggled a lot to understand, and inquired him about repeatedly. And my understanding is the following: according to Pearce, there is only consciousness, and its dynamics conform to physical description. Property dualist views, in contrast, view the world as having two properties: the stuff of the world has insentient physical properties to which separate, experiential properties are somehow attached.

Pearce’s view makes no such division. Instead, on Pearce’s view, description in physical terms merely constitutes a particular (phenomenal) mode of description that (phenomenal) reality conforms to. So to the extent there is a dualism here, it is epistemological, not ontological.

The Many Properties of Your Right Ear

For an analogy that might help explain this point better, consider your right ear. What properties does it have? Setting aside the question concerning its intrinsic nature, it is clear that you can model it in various ways. One way is to touch it with your fingers, whereby you model it via your faculties of tactile sensation (or in neuroanatomical terms: with neurons in your parietal lobe). You may also represent your ear via auditory sensations, for example by hitting it and noticing what kind of sound it makes (a sensation mediated by the temporal lobe). Another way, perhaps the clearest and most practical way for beings like us, is to model it in terms of visual experience: to look at your right ear in the mirror, or perhaps simply imagine it, and thereby have a visual sensation that represents it (mediated by the occipital lobe).

[For most of us, these different forms of modeling are almost impossible to keep separate, as our touching our ears automatically induces a visual model of them as well, and vice versa: a visual model of an ear will often be accompanied by a sense of what it would be like to touch it. Yet one can in fact come a surprisingly long way toward being able to “unbind” these sensations with a bit of practice. This meditation and this one both provide a good exercise in detaching one’s tactile sense of one’s hands from one’s visual model of them. This one goes even further, as it climaxes with a near-total dissolution of our automatic binding of different modes of experience into an ordered whole.]

Now, we may ask: which of these modes of modeling constitute the modeling we call “physical”? And the answer is arguably all of them, as they all relate to the manifestly external (“physical”) world. This is unlike, say, things that are manifestly internal, such as emotions and thoughts, which we do not tend to consider “physical” in this same way, although all our sensations are, of course, equally internal to our mind-brain.

“The physical” is in many ways a poorly defined folk term, and physics itself is not exempt from this ambiguity. For instance, what phenomenal mode does the field of physics draw upon? Well, it is certainly more than just the phenomenology of equations (to the extent this can be considered a separate mode of experience). It also, in close connection with how most of us think about equations, draws heavily on visuospatial modes of experience (I once carefully went through a physics textbook that covered virtually all of undergraduate level physics with the explicit purpose of checking whether it all conformed to such description, and I found that it did). And we can, of course, also describe your right ear in “physics” terms, such as by measuring and representing its temperature, its spatial coordinates, its topology, etc. This would give us even more models of your right ear.

 

The deeper point here is that the same thing can conform to description in different terms, and the existence of such a multitude of valid descriptions does not imply that the thing described itself has a multitude of intrinsic properties. In fact, none of the modes of modeling an ear mentioned above say anything about the intrinsic properties of the ear; they only relate to its reflection, in the broadest sense.

And this is where some people will object: why believe in any intrinsic properties? Indeed, why believe in anything but the physical, “reflective”, (purportedly) non-phenomenal properties described above?

To me, as well as to David Pearce (and Galen Strawson and many others), this latter claim is self-undermining and senseless, like a person reading from a book who claims that the paper of the book they are reading from does not exist, only the text does. All these modes of modeling mentioned above, including all that we deem knowledge of “the physical” are phenomenal. The science we call “physics” is itself, to the extent it is known by anyone, found in consciousness. It is a particular mode of phenomenal modeling of the world, and thus to deny the existence of the phenomenal is also to deny the existence of our knowledge of “physics”.

Indeed, our knowledge of physics and “the physical” attests to this fact as clearly as it attests to anything: consciousness exists. It is a separate question, then, exactly how the varieties of conscious experience relate to descriptions of the world in physical terms, as well as what the intrinsic nature of the stuff of the world is, to the extent it has any. Yet by all appearances, it seems that minds such as our own conform to physical description in terms of what we recognize as brains, and, as with the example of your right ear, such a physical description can take many forms: a visual representation of a mind-brain, what it is like to touch a mind-brain, the number of neurons it has, its temperature, etc.

These are different, yet valid ways of describing aspects of our mind-brains. Yet like the descriptions of different aspects of an ear mentioned above, these “physical” descriptions, while all perfectly valid, still do not tell us anything about the intrinsic nature of the mind-brain. And according to David Pearce, the intrinsic nature of that which we (validly) describe in physical terms as “your brain” is your conscious mind itself. The apparent multitude of aspects of that which we recognize as “brains” and “ears” are just different modes of conscious modeling of an intrinsically monist, i.e. experiential, reality.

 


The view of consciousness explored here may seem counter-intuitive, yet I have argued elsewhere that using waves as a metaphor can help render it less unintuitive, perhaps even positively intuitive.

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